Regency Wealth Management is pleased to announce that it has completed its 2025 investment advisory filing with the Securities & Exchange Commission (SEC). This year, our regulatory assets under management (RAUM) have reached a new high-water mark of $538 Million, reflecting an 11.0% increase from $485 Million as of the 2024 filing. Since our initial SEC filing in 2011, we have maintained an average annualized firm growth rate of 14.3%, a testament to our disciplined investment philosophy and strong client commitment.
At Regency Wealth Management, we believe in fostering financial security through integrity, transparency, and a disciplined investment approach. Our team of credentialed professionals is dedicated to helping clients flourish, both economically and philanthropically, by providing independent, fiduciary-driven guidance tailored to their unique goals.
We are grateful for the trust of our clients, employees, and partners. As we move forward in 2025, our mission remains steadfast: to build meaningful relationships, inspire generosity, and guide individuals, families, and institutions toward long-term financial success.
Regency Wealth Management is a SEC Registered Investment Advisor managing over $500 million for families and small institutional investors. Regency was founded in 2004, is headquartered in New Jersey, and serves clients across the country.